DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• M•••••

C••••• I••••••••• A••••••• L••BD affiliatedWest Palm Beach, Fldual registrantIAPD 4773808

Feed of 09/14/2026

Also filed as M•••••• J M•••••

At current firm

0 y

since Apr 6, 2026

In the industry

21 y

since Feb 3, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 6, 2026 · West Palm Beach, Fl
L•• F•••••••• L•• BD affiliated
Mar 9, 2023 to Dec 16, 2025 · West Palm Beach, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 10, 2016 to Jan 4, 2023 · Wellington, Fl
W•••• F•••• A••••••• wirehouse
Nov 15, 2007 to Nov 3, 2009 · Boca Raton, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Feb 3, 2005 to Oct 26, 2005 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 16, 2025, registered Apr 6, 2026 (111 days) · Affiliated broker-dealer or bank to another · moved with a team
T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••
left Jan 4, 2023, registered Mar 9, 2023 (64 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
left Nov 3, 2009, registered Nov 10, 2016 (2564 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
A••••••••• A•••••• S•••••••• I••• to W•••• F•••• A•••••••
left Oct 26, 2005, registered Nov 15, 2007 (750 days) · Other

Signals

M•••••• J••••• M••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-04-06)
Dec 16, 2025 · a•••••• firm change · fact
M•••••• J••••• M••••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2023-03-09)
Jan 4, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address