RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L•••• G••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jul 28, 2025 · Mount Pleasant, Sc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 14, 2022 to Apr 23, 2025 · Charleston, Sc
- S••••••• F•••••••• S•••••••• I••• formerJan 15, 2020 to Jan 5, 2022 · Mt Pleasant, Sc
- E•••• S••••••••• L•• BD affiliatedJan 24, 2018 to Jan 8, 2020 · Charleston, Sc
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Apr 23, 2025, registered Jul 28, 2025 (96 days) · Other
- S••••••• F•••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 5, 2022, registered Jan 14, 2022 (9 days) · Other
- E•••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jan 8, 2020, registered Jan 15, 2020 (7 days) · Affiliated broker-dealer or bank to another
- G•••••• L•••• G•••• left N••••••••• M••••• I••••••••• S••••••••• for M•• I•••••••• S•••••••• L•• (registered 2025-07-28)Apr 23, 2025 · Advisor changed firm · fact
- G•••••• L•••• G•••• left S••••••• F•••••••• S•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-01-14)Jan 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address