DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• A••••• M•••••• D•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedDallas, Txdual registrantIAPD 4776758

Feed of 09/14/2026

Also filed as H••••• A••••• M•••••• D•••

At current firm

1 y

since Aug 1, 2025

In the industry

20 y

since Oct 25, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Aug 1, 2025 · Dallas, Tx
T• P•••••• W••••• independent RIA
Dec 5, 2024 to Jul 31, 2025 · Southlake, Tx
F••••• I••••••••• independent RIA
Jul 26, 2022 to Jun 24, 2024 · Plano, Tx
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Aug 1, 2017 to Jul 13, 2022 · Dallas, Tx
E•••••••• A•••••••• L•• national BD
Aug 18, 2015 to Aug 8, 2017 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 25, 2005 to May 12, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T• P•••••• W••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 31, 2025, registered Aug 1, 2025 (1 days) · RIA to affiliated broker-dealer or bank
F••••• I••••••••• to T• P•••••• W•••••
left Jun 24, 2024, registered Dec 5, 2024 (164 days) · RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to F••••• I•••••••••
left Jul 13, 2022, registered Jul 26, 2022 (13 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 8, 2017, registered Aug 1, 2017 (-7 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••
left May 12, 2006, registered Aug 18, 2015 (3385 days) · Wirehouse to affiliated broker-dealer or bank

Signals

H••••• A••••• M•••••• D••• no longer holds an investment adviser registration (last listed at C•••••••• I••••••••• R••••••• A•••••••• I••• on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
H••••• A••••• M•••••• D••• left T• P•••••• W••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-08-01)
Jul 31, 2025 · Advisor changed firm · fact
H••••• A••••• M•••••• D••• left F••••• I••••••••• for T• P•••••• W••••• (registered 2024-12-05)
Jun 24, 2024 · Advisor changed firm · fact
H••••• A••••• M•••••• D••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for F••••• I••••••••• (registered 2022-07-26)
Jul 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address