DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T• P•••••• W•••••
Legal name T• P•••••• W••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 13, 2017 · 33 filings
SEC status approved since Apr 21, 2017
RAUM
$364M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$364M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$91.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$364M as of Mar 27, 2026
Mar 30, 2018$135M then
HNW client RAUM$312M as of Mar 27, 2026
Mar 30, 2018$91.6M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 30, 20183 then
Employees (5.A)4 as of Mar 27, 2026
Mar 30, 20183 then
Private funds: no history
RAUM +11% over the last fiscal year+13% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $91.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $534,431derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$312M86%
- Individuals$52.8M14%
- Individual clients
- 144reported
- HNW clients
- 125reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 682reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• R•••••• T•••••Certified Financial Planner | Southlake, Tx | Jun 6, 2013 | 21 y | 3 |
| B••• C•••••••• L•••••Certified Financial Planner | Southlake, Tx | Jun 6, 2013 | 16 y | 2 |
| J••• G•••••• J••••••• | San Luis Obispo, Ca | Oct 17, 2018 | 20 y | 7 |
| W•••••• J•••••• B•••• | Southlake, Tx | Oct 17, 2018 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- H••••• A••••• M•••••• D••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Jul 31, 2025 · RIA to affiliated broker-dealer or bank
- H••••• L•• A•••••••• to H•••• C•••••• L••Mar 1, 2019 · Other
- N••••••• J••••• D•••••••• to I••••••••• F•••••••• P•••••••Jun 15, 2018 · RIA to RIA
- W•••••• R•••••• C•••••• to A••••••• S••••••• N••••••Jan 29, 2018 · Other
- M••• A•••••• P•••••• to A••••• C•••••• P•••••••• L••Jan 9, 2018 · Other
- J••••••• L••••••• to R•••• W••••• A•••••••• L••Sep 6, 2017 · Other
Joined, latest
- H••••• A••••• M•••••• D••• from F••••• I•••••••••Dec 5, 2024 · RIA to RIA
- H••••• L•• A•••••••• from T• A••••••••• I••••••••• M••••••••• L••Oct 17, 2018 · RIA to RIA
- J••• G•••••• J••••••• from T• A••••••••• I•••Oct 17, 2018 · Other
- M••• A•••••• P•••••• from U••• F•••••••• P••••••• S•••••••Feb 28, 2017 · Other
- W•••••• R•••••• C•••••• from F••••••• P••••••• T•••• C••••••• F••Oct 13, 2016 · Other
- B••• C•••••••• L••••• from U••• F•••••••• P••••••• S•••••••Jun 6, 2013 · Other
- D••••• R•••••• T••••• from U••• F•••••••• P••••••• S•••••••Jun 6, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• B•••• C•••••••• · Managing Member - Ccocontrolsince 05/2013 · owns 50% to 75%
- T•••••• D•••••• R•••••• · Managing Membercontrolsince 05/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southlake, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Luis Obispo, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 662 to 682Feb 18, 2026 to Mar 27, 2026
- Individual clients · 134 to 144Feb 18, 2026 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Feb 18, 2026 to Mar 27, 2026
- Discretionary RAUM · $328M to $364MFeb 18, 2026 to Mar 27, 2026
- HNW RAUM · $285M to $312MFeb 18, 2026 to Mar 27, 2026
- Individual RAUM · $43.7M to $52.8MFeb 18, 2026 to Mar 27, 2026
- RAUM · $328M to $364MFeb 18, 2026 to Mar 27, 2026
- Advisory employees · 5 to 4Mar 28, 2025 to Feb 18, 2026
- Employees · 5 to 4Mar 28, 2025 to Feb 18, 2026
- State-registered IARs · 5 to 4Mar 28, 2025 to Feb 18, 2026
- Accounts · 614 to 662Oct 11, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Oct 11, 2024 to Mar 28, 2025
- HNW clients · 119 to 125Oct 11, 2024 to Mar 28, 2025
- Individual clients · 121 to 134Oct 11, 2024 to Mar 28, 2025
- Employees · 4 to 5Oct 11, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Oct 11, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Oct 11, 2024 to Mar 28, 2025
- Discretionary RAUM · $311M to $328MOct 11, 2024 to Mar 28, 2025
- HNW RAUM · $270M to $285MOct 11, 2024 to Mar 28, 2025
- Individual RAUM · $40.9M to $43.7MOct 11, 2024 to Mar 28, 2025
- RAUM · $311M to $328MOct 11, 2024 to Mar 28, 2025
- Accounts · 606 to 614Aug 30, 2023 to Mar 27, 2024
- HNW clients · 116 to 119Aug 30, 2023 to Mar 27, 2024
- Individual clients · 117 to 121Aug 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $267M to $311MAug 30, 2023 to Mar 27, 2024
- HNW RAUM · $231M to $270MAug 30, 2023 to Mar 27, 2024
- Individual RAUM · $36.0M to $40.9MAug 30, 2023 to Mar 27, 2024
- RAUM · $267M to $311MAug 30, 2023 to Mar 27, 2024
- Accounts · 600 to 606Mar 24, 2023 to Aug 30, 2023
- HNW clients · 113 to 116Mar 24, 2023 to Aug 30, 2023
- Individual clients · 118 to 117Mar 24, 2023 to Aug 30, 2023
- Discretionary RAUM · $251M to $267MMar 24, 2023 to Aug 30, 2023
- HNW RAUM · $219M to $231MMar 24, 2023 to Aug 30, 2023
- Individual RAUM · $31.9M to $36.0MMar 24, 2023 to Aug 30, 2023
- RAUM · $251M to $267MMar 24, 2023 to Aug 30, 2023
- Accounts · 646 to 600Oct 28, 2022 to Mar 24, 2023
- HNW clients · 111 to 113Oct 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $244M to $251MOct 28, 2022 to Mar 24, 2023
- HNW RAUM · $28.5M to $219MOct 28, 2022 to Mar 24, 2023
- Individual RAUM · $215M to $31.9MOct 28, 2022 to Mar 24, 2023
Signals
2 dated events
- H••••• A••••• M•••••• D••• left T• P•••••• W••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-08-01)Jul 31, 2025 · Advisor changed firm · fact
- T• P•••••• W••••• filed its initial SEC registration (Form ADV)Apr 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 682-831-1048reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- TLWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 682-831-1048reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- tlwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026