RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• M•••••
- C••• S••••• P••••••• BD affiliated currentsince Apr 26, 2023 · Greenville, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Apr 27, 2023 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2013 to Mar 2, 2021 · Greenville, Sc
- S•••• • S••••••••• L•• formerSep 4, 2007 to Jan 2, 2013 · Greenville, Sc
- B••• I••••••••• S•••••••• I••• formerAug 10, 2004 to Aug 31, 2007 · Saint Petersburg, Fl
- B••• A•••• M••••••••• I••• unclassifiedJul 28, 2004 to Aug 10, 2004 · Raleigh, Nc
- B••• I••••••••• S•••••••• I••• formerJun 24, 2004 to Jul 29, 2004 · Charlotte, Nc
- T••••• A••••••• S•••••••• I••• to C••• S••••• P•••••••left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to S•••• • S••••••••• L••left Aug 31, 2007, registered Sep 4, 2007 (4 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Aug 10, 2004, registered Aug 10, 2004 (0 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• A•••• M••••••••• I•••left Jul 29, 2004, registered Jul 28, 2004 (-1 days) · Other
- E••• J••••• M••••• left T••••• A••••••• S•••••••• I••• for C••• S••••• P••••••• (registered 2023-04-26)Apr 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address