DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• M• B••••

J••• M••••• S••••••••• L••wirehouseHeathrow , Fldual registrantIAPD 4781715

Feed of 09/14/2026

Also filed as C••• M• B••••

At current firm

0 y

since May 25, 2026

In the industry

22 y

since Mar 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since May 25, 2026 · Heathrow , Fl
R•••••• J•••• • A••••••••• I••• national BD
Jun 24, 2024 to May 4, 2026 · St. Petersburg, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 10, 2023 · Orlando, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 2, 2008 to Jun 1, 2009 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••
left May 4, 2026, registered May 25, 2026 (21 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Aug 10, 2023, registered Jun 24, 2024 (319 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

C••• M• B•••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-05-25)
May 4, 2026 · Advisor changed firm · fact
C••• M• B•••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-06-24)
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address