DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Bono
Feed of 09/15/2026
At current firm
6 y
since Jun 30, 2020
In the industry
22 y
since Jul 15, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Madison Avenue Securities, LLC BD affiliated currentsince Jun 30, 2020 · Clover, Sc
- W&S Brokerage Services, Inc. BD affiliatedFeb 21, 2020 to Aug 21, 2020 · Charlotte, Nc
- Advice And Planning Services BD affiliatedSep 13, 2016 to Jan 6, 2020 · Charlotte, Nc
- Bb&T Investment Services, Inc. formerSep 19, 2006 to Aug 13, 2013 · Bluffton, Sc
- Morgan Stanley Dw Inc. unclassifiedJul 15, 2004 to Aug 3, 2006 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to Madison Avenue Securities, LLCleft Aug 21, 2020, registered Jun 30, 2020 (-52 days) · Affiliated broker-dealer or bank to another
- Advice And Planning Services to W&S Brokerage Services, Inc.left Jan 6, 2020, registered Feb 21, 2020 (46 days) · Other
- Bb&T Investment Services, Inc. to Advice And Planning Servicesleft Aug 13, 2013, registered Sep 13, 2016 (1127 days) · Other
- Morgan Stanley Dw Inc. to Bb&T Investment Services, Inc.left Aug 3, 2006, registered Sep 19, 2006 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address