DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• C••••• F••••

S•••••• S••••••••• I•••BD affiliatedPort Charlotte, Fl dual registrantIAPD 4782985

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jon Ferro

At current firm

4 y

since Feb 18, 2022

In the industry

22 y

since Jul 6, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• S••••••••• I••• BD affiliated current
since Feb 18, 2022 · Port Charlotte, Fl
E••••• J•••• national BD
Aug 3, 2020 to Jan 24, 2022 · St Augustine Beach, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jul 27, 2018 to Aug 5, 2020 · Jacksonville, Fl
L•• F•••••••• L•• BD affiliated
Mar 21, 2014 to May 8, 2017 · Jacksonville, Fl
C••• B•••••••• S•••••••• I••• former
Aug 21, 2012 to Mar 20, 2014 · Orange Park, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 6, 2004 to Jan 4, 2006 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to S•••••• S••••••••• I•••
left Jan 24, 2022, registered Feb 18, 2022 (25 days) · Affiliated broker-dealer or bank to independent RIA
C••••• I••••••••• A••••••• L•• to E••••• J••••
left Aug 5, 2020, registered Aug 3, 2020 (-2 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left May 8, 2017, registered Jul 27, 2018 (445 days) · Other
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 20, 2014, registered Mar 21, 2014 (1 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••
left Jan 4, 2006, registered Aug 21, 2012 (2421 days) · Other

Signals

J••••••• C••••• F•••• left E••••• J•••• for S•••••• S••••••••• I••• (registered 2022-02-18)
Jan 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address