DFX Intelligence
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Registered advisor
N••••••• B••••
Feed of 09/15/2026
Also filed as N••• J••••• B••••••••• J••••• B••••
At current firm
13 y
since Oct 1, 2012
In the industry
22 y
since Aug 18, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · North Ridgeville, Oh
- C•••• I••••••••• S••••••• C•••• formerApr 29, 2010 to Oct 1, 2012 · Bedford Heights, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedApr 1, 2008 to Apr 1, 2010 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerMar 16, 2006 to Mar 24, 2008 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDAug 18, 2004 to Feb 17, 2005 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- H••••••••• F•••••••• A••••••• to C•••• I••••••••• S••••••• C••••left Apr 1, 2010, registered Apr 29, 2010 (28 days) · Other
- C•••• I••••••••• S••••••• C•••• to H••••••••• F•••••••• A•••••••left Mar 24, 2008, registered Apr 1, 2008 (8 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 17, 2005, registered Mar 16, 2006 (392 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address