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Registered advisor
C•••••• G•••• L•••••••
Feed of 09/14/2026
Also filed as Cynthia Grace Wexler
At current firm
3 y
since Mar 17, 2023
In the industry
21 y
since May 24, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 17, 2023 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerJun 10, 2022 to Apr 10, 2023 · Newburgh, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 27, 2018 to Jun 14, 2022 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerSep 25, 2006 to Apr 16, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left Apr 10, 2023, registered Mar 17, 2023 (-24 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Jun 14, 2022, registered Jun 10, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 16, 2010, registered Aug 27, 2018 (3055 days) · Other
Signals
- C•••••• G•••• L••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2023-03-17)Apr 10, 2023 · Advisor changed firm · fact
- C•••••• G•••• L••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2022-06-10)Jun 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address