RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••• F••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 2, 2022 · Dublin, Oh
- H•••••• T••••••• • K•••• L•• independent RIAMay 30, 2018 to Sep 2, 2022 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 1, 2009 to Dec 6, 2017 · Cleveland, Oh
- P••• A••••• S••••••••• L•• BD affiliatedApr 17, 2006 to Jun 10, 2009 · Columbus, Oh
- M•• F•••••••• S•••••••• I••• formerMar 4, 2005 to Oct 14, 2005 · Dublin, Oh
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Sep 2, 2022, registered Sep 2, 2022 (0 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Dec 6, 2017, registered May 30, 2018 (175 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 10, 2009, registered Jun 1, 2009 (-9 days) · Other
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Oct 14, 2005, registered Apr 17, 2006 (185 days) · Other
- R••••• M•••••• F•••••• left H•••••• T••••••• • K•••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-09-02)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address