DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• R••••• H••••••••

C••••••••• P•••••••• R••••• C•••independent RIAWoodbury, Ny dual registrantIAPD 4789321

Feed of 09/15/2026

Also filed as B•••• R H••••••••

At current firm

2 y

since Jun 28, 2024

In the industry

22 y

since Jul 20, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• P•••••••• R••••• C••• i••••••••• wealth current
since Jun 28, 2024 · Hermosa Beach, Ca
I••••••••• F•••••••• P••••••• BD affiliated
Apr 2, 2020 to Jul 1, 2024 · Tampa, Fl
O••••••••• institutional
May 30, 2018 to Apr 1, 2020 · El Segundo, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jan 30, 2009 to Jun 13, 2018 · Beverly Hills, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 21, 2004 to Feb 2, 2009 · Encino, Ca

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F•••••••• P••••••• to C••••••••• P•••••••• R••••• C•••
left Jul 1, 2024, registered Jun 28, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
O••••••••• to I••••••••• F•••••••• P•••••••
left Apr 1, 2020, registered Apr 2, 2020 (1 days) · Other
U•• F•••••••• S••••••• I••• to O•••••••••
left Jun 13, 2018, registered May 30, 2018 (-14 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Feb 2, 2009, registered Jan 30, 2009 (-3 days) · Wirehouse to wirehouse

Signals

B•••• R••••• H•••••••• left I••••••••• F•••••••• P••••••• for C••••••••• P•••••••• R••••• C••• (registered 2024-06-28)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address