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Feed of 09/14/2026
Also filed as M•••••• T Hsu
At current firm
6 y
since Sep 16, 2020
In the industry
22 y
since Jul 13, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 16, 2020 · San Mateo, Ca
- A••••••••• I••• unclassifiedDec 22, 2014 to Jan 14, 2018 · Cupertino, Ca
- A••••••••• I••• unclassifiedJan 3, 2013 to Oct 15, 2014 · Cupertino, Ca
- P•••••••• A••••••• national BDApr 20, 2012 to Oct 24, 2012 · San Jose, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 13, 2008 to Apr 28, 2010 · Palo Alto, Ca
- O•••• F•• I••• formerJul 13, 2004 to Feb 12, 2008 · San Ramon, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• I••• to M••••• S••••••left Jan 14, 2018, registered Sep 16, 2020 (976 days) · Other
- P•••••••• A••••••• to A••••••••• I•••left Oct 24, 2012, registered Jan 3, 2013 (71 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• A•••••••left Apr 28, 2010, registered Apr 20, 2012 (723 days) · Wirehouse to affiliated broker-dealer or bank
- O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2008, registered Feb 13, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address