RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••••• H•••
- E•••••• F•••••••• E•••••• independent RIA currentsince Dec 6, 2024 · Roseville, Ca
- L•• F•••••••• L•• BD affiliatedAug 8, 2016 to Oct 15, 2018 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseJan 6, 2016 to Jul 28, 2016 · San Jose, Ca
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Dec 14, 2015 · Goodyear, Az
- M•• I••••••••• M••••••••• C•••• formerMay 11, 2010 to Apr 19, 2012 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerJun 1, 2009 to Aug 1, 2012 · Prescott, Az
- L•• F•••••••• L•• to E•••••• F•••••••• E••••••left Oct 15, 2018, registered Dec 6, 2024 (2244 days) · RIA to RIA
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 28, 2016, registered Aug 8, 2016 (11 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to W•••• F•••• A•••••••left Dec 14, 2015, registered Jan 6, 2016 (23 days) · Other
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Aug 1, 2012, registered May 11, 2010 (-813 days) · corporate re-registration, not a move
- M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Apr 19, 2012, registered Aug 1, 2012 (104 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address