B••••• W••• G••••••••

• W•••• F•••• A••••••• wirehouse current
  since Aug 5, 2016 · Bellevue, Wa
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Aug 15, 2016 · Bellevue, Wa
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Oct 1, 2012 · Gresham, Or
• W••• I••••••••• I••• unclassified
  Jul 4, 2007 to May 2, 2009 · Troutdale, Or

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Aug 15, 2016, registered Aug 5, 2016 (-10 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address