DFX Intelligence
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Registered advisor
H•••• P••••••••• J••
Feed of 09/15/2026
Also filed as H•••• J••••• P••••••••• J• P••••••••• P••••••••• J• P••••••••• J•••••••• P••••••••• J••
At current firm
2 y
since Oct 18, 2023
In the industry
22 y
since Sep 3, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 18, 2023 · Weehawken, Nj
- M••••• S•••••• wirehouseJun 16, 2021 to Oct 17, 2023 · Hunt Valley, Md
- R•• C•••••• M••••••• L•• national BDJun 29, 2009 to Jun 17, 2021 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 28, 2008 to Jun 30, 2009 · Hilton Head Island, Sc
- A••••••••• F•••••••• S•••••••• L•• national BDSep 3, 2004 to Feb 23, 2005 · W. Conshohocken, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 17, 2023, registered Oct 18, 2023 (1 days) · Wirehouse to wirehouse
- R•• C•••••• M••••••• L•• to M••••• S••••••left Jun 17, 2021, registered Jun 16, 2021 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to R•• C•••••• M••••••• L••left Jun 30, 2009, registered Jun 29, 2009 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Feb 23, 2005, registered Feb 28, 2008 (1100 days) · Other
Signals
- ••• LockedOct 17, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address