D••••• T••••• V•• K•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 15, 2022 · Lexington, Ky
• W•••• F•••• A••••••• wirehouse
  Jul 23, 2010 to Feb 16, 2022 · Federal Way, Wa
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 29, 2010 · Federal Way, Wa
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 27, 2004 to Jun 1, 2009 · Federal Way, Wa

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Feb 16, 2022, registered Feb 15, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to W•••• F•••• A•••••••
  left Jul 29, 2010, registered Jul 23, 2010 (-6 days) · Wirehouse to wirehouse
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• D••••• T••••• V•• K••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-02-15)
  Feb 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address