J•••• W•••• W•••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Nov 1, 2016 · Brooklyn, Oh
• W•••• F•••• A••••••• wirehouse
  Mar 18, 2008 to Oct 31, 2016 · Wooster, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Feb 25, 2008 · Wooster, Oh
• B••• O•• S••••••••• C••••••••• unclassified
  May 20, 2005 to Jul 6, 2005 · Chesterfield Twp, Mi

• W•••• F•••• A••••••• to K•• I••••••••• S••••••• L••
  left Oct 31, 2016, registered Nov 1, 2016 (1 days) · Other
• C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
  left Feb 25, 2008, registered Mar 18, 2008 (22 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address