RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•• C•••• T•••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 22, 2017 · San Francisco, Ca
- B•••• formerDec 7, 2016 to May 2, 2017 · San Francisco, Ca
- U••• F•••••••• P••••••• S••••••• formerDec 12, 2013 to Jul 22, 2016 · San Francisco, Ca
- H• B•••• I••• formerMar 23, 2005 to Apr 9, 2007 · Falls Church, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 4, 2004 to Mar 3, 2005 · Bethesda, Md
- B•••• to S••••• W••••• A•••••••• I•••left May 2, 2017, registered Jun 22, 2017 (51 days) · Other
- U••• F•••••••• P••••••• S••••••• to B••••left Jul 22, 2016, registered Dec 7, 2016 (138 days) · Other
- H• B•••• I••• to U••• F•••••••• P••••••• S•••••••left Apr 9, 2007, registered Dec 12, 2013 (2439 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to H• B•••• I•••left Mar 3, 2005, registered Mar 23, 2005 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address