RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• G•••••••
- J••• M••••• I••••••••• M••••••••• I••• asset manager currentsince Jan 22, 2021 · New York, Ny
- L•••••••• A•••• M••••••••• L•• formerJan 7, 2010 to Mar 1, 2011 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseJul 26, 2004 to Dec 31, 2004 · New York, Ny
- L•••••••• A•••• M••••••••• L•• to J••• M••••• I••••••••• M••••••••• I•••left Mar 1, 2011, registered Jan 22, 2021 (3615 days) · Other
- J••• M••••• S••••••••• L•• to L•••••••• A•••• M••••••••• L••left Dec 31, 2004, registered Jan 7, 2010 (1833 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address