RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• M•••• R•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 31, 2026 · Blaine, Mn
- L•••••• I••••••••• independent RIAJan 7, 2025 to Apr 9, 2025 · Fort Washington, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJun 28, 2021 to Dec 8, 2024 · Minneapolis, Mn
- G••••••• W••••• M••••••••• BD affiliatedJul 24, 2019 to May 21, 2021 · Arden Hills, Mn
- L•••••• I••••••••• to M•• I•••••••• S•••••••• L••left Apr 9, 2025, registered Mar 31, 2026 (356 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to L•••••• I•••••••••left Dec 8, 2024, registered Jan 7, 2025 (30 days) · Affiliated broker-dealer or bank to independent RIA
- G••••••• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left May 21, 2021, registered Jun 28, 2021 (38 days) · Affiliated broker-dealer or bank to another
- L••••• M•••• R••••• left L•••••• I••••••••• for M•• I•••••••• S•••••••• L•• (registered 2026-03-31)Apr 9, 2025 · Advisor changed firm · fact
- L••••• M•••• R••••• left A••••••••• F•••••••• S•••••••• L•• for L•••••• I••••••••• (registered 2025-01-07)Dec 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address