J•••••• L••••••• S•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 14, 2020 · Roanoke, Tx
• C••••• A••••••• L•• former
  Dec 12, 2011 to Aug 18, 2020 · Greenwood Village, Co
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Jul 6, 2010 to Dec 14, 2011 · Tulsa, Ok
• L•• F•••••••• L•• BD affiliated
  Feb 12, 2007 to Jul 12, 2010 · Tulsa, Ok
• E••••• J•••• national BD
  Jan 25, 2007 to Feb 6, 2007 · Tulsa, Ok

• C••••• A••••••• L•• to L•• F•••••••• L••
  left Aug 18, 2020, registered Aug 14, 2020 (-4 days) · Affiliated broker-dealer or bank to another
• C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• A••••••• L••
  left Dec 14, 2011, registered Dec 12, 2011 (-2 days) · Other
• L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 12, 2010, registered Jul 6, 2010 (-6 days) · Other
• E••••• J•••• to L•• F•••••••• L••
  left Feb 6, 2007, registered Feb 12, 2007 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address