RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• W••••• M•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Bethel Park, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 14, 2023 to Mar 31, 2025 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedJul 2, 2013 to Jun 20, 2023 · Bethel Park, Pa
- P•• W••••• M••••••••• BD affiliatedSep 15, 2009 to Jun 14, 2013 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedMar 17, 2008 to Aug 31, 2009 · Pittsburgh, Pa
- E•••••••• A•••••••• L•• national BDMar 2, 2005 to Apr 7, 2006 · Pittsburgh, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 20, 2023, registered Jul 14, 2023 (24 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Jun 14, 2013, registered Jul 2, 2013 (18 days) · Other
- E•••••••• A•••••••• L•• to P•• W••••• M•••••••••left Apr 7, 2006, registered Mar 17, 2008 (710 days) · Other
- F•••• W••••• M••••• left C••••••• S••••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-07-14)Jun 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address