RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••••
- V••••••• A•••••••• I••• BD affiliated currentsince Mar 23, 2026 · Malvern, Pa
- L•• F•••••••• L•• BD affiliatedJun 19, 2009 to Feb 16, 2011 · King Of Prussia, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 31, 2008 to May 29, 2009 · Willow Grove, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedDec 10, 2007 to Feb 12, 2008 · Philadelphia, Pa
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left Feb 16, 2011, registered Mar 23, 2026 (5514 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left May 29, 2009, registered Jun 19, 2009 (21 days) · Other
- J••••• M••••••••• S•••• L•• to C•••••••• G••••• M•••••• I•••left Feb 12, 2008, registered Jan 31, 2008 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address