DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• S•••••••

V••••• I••••••••• A•••••••• L••asset managerHartford, Ct dual registrantIAPD 4805763

Feed of 09/15/2026

Also filed as J••••• M•••••• S•••••••

At current firm

0 y

since Sep 14, 2026

In the industry

22 y

since Jul 14, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••• I••••••••• A•••••••• L•• asset manager current
since Sep 14, 2026 · East Grand Rapids, Mi
H••••••• F•••• asset manager
Oct 15, 2020 to Sep 2, 2026 · Wayne, Pa
R•••••• J•••• • A••••••••• I••• national BD
Sep 15, 2020 to Oct 2, 2020 · Grand Rapids, Mi
N••••• A•••• M••••••••• L•• mixed wealth
Nov 14, 2014 to Jan 15, 2020 · Clyde Hill, Wa
A••••••• A•••• M••••••••• I••• mixed wealth
Oct 10, 2011 to Sep 26, 2014 · Holland, Mi
M••••• S•••••• wirehouse
Mar 30, 2010 to Sep 26, 2011 · Grand Rapids, Mi
Z•••• I••••••••• M••••••••• I••• mixed wealth
Feb 13, 2009 to Jan 8, 2010 · Chicago, Il
G••••••••• I••••••••• asset manager
Aug 20, 2004 to Nov 4, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

H••••••• F•••• to V••••• I••••••••• A•••••••• L••
left Sep 2, 2026, registered Sep 14, 2026 (12 days) · Other
R•••••• J•••• • A••••••••• I••• to H••••••• F••••
left Oct 2, 2020, registered Oct 15, 2020 (13 days) · Other
N••••• A•••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jan 15, 2020, registered Sep 15, 2020 (244 days) · RIA to affiliated broker-dealer or bank
A••••••• A•••• M••••••••• I••• to N••••• A•••• M••••••••• L••
left Sep 26, 2014, registered Nov 14, 2014 (49 days) · Other
M••••• S•••••• to A••••••• A•••• M••••••••• I•••
left Sep 26, 2011, registered Oct 10, 2011 (14 days) · Other
Z•••• I••••••••• M••••••••• I••• to M••••• S••••••
left Jan 8, 2010, registered Mar 30, 2010 (81 days) · Other
G••••••••• I••••••••• to Z•••• I••••••••• M••••••••• I•••
left Nov 4, 2008, registered Feb 13, 2009 (101 days) · Other

Signals

J••••• M•••••• S••••••• registered as an investment adviser representative at V••••• I••••••••• A•••••••• L••
Sep 14, 2026 · Advisor registered · fact
J••••• M•••••• S••••••• left H••••••• F•••• for V••••• I••••••••• A•••••••• L•• (registered 2026-09-14)
Sep 2, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address