DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Steadtrust
Legal name Steadtrust LLC
Latest filing Mar 14, 2026
First filing on the tape Jan 9, 2025 · 5 filings
SEC status approved since Feb 10, 2025
RAUM
$618M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$598M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$68.7M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$618M as of Mar 14, 2026
Jan 9, 2025$0 then
HNW client RAUM$418M as of Mar 14, 2026
Jun 2, 2025$250M then
State-registered IARs (5.B.3)9 as of Mar 14, 2026
Jan 9, 20251 then
Employees (5.A)9 as of Mar 14, 2026
Jan 9, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 9
Practice profile
derived from the filing of Mar 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $68.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $487,859derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +800%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $229MreportedItem 5.I
- Custody
- $396M, 346 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$418M68%
- Individuals$180M29%
- Corporations and businesses$20.1M3.3%
- Individual clients
- 495reported
- HNW clients
- 156reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,267reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $396M for 346 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas David Kowalczyk | Allen, Tx | Feb 12, 2025 | 17 y | 5 |
| Kristine Dawn Sawyer | Allen, Tx | Apr 23, 2025 | 15 y | 1 |
| Cameron Pierce RessetarCertified Financial Planner | Allen, Tx | Apr 24, 2025 | 14 y | 3 |
| Ephimia Coumanakos | Allen, Tx | Apr 28, 2025 | 21 y | 4 |
| Robert George MitchellChartered Financial Analyst | Allen, Tx | Apr 28, 2025 | 13 y | 0 |
| Lisa MoreCertified Financial Planner | Allen, Tx | Apr 28, 2025 | 19 y | 2 |
| James Rose | Allen, Tx | May 2, 2025 | 21 y | 3 |
| Karla Patricia Lema | Allen, Tx | May 5, 2025 | 31 y | 3 |
| Todd William Berger | Allen, Tx | May 5, 2025 | 21 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Karla Patricia Lema from B. Riley Wealth Advisors, Inc.May 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Todd William Berger from B. Riley Wealth Advisors, Inc.May 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- James Rose from B. Riley Wealth Advisors, Inc.May 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Lisa More from B. Riley Wealth Advisors, Inc.Apr 28, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Ephimia Coumanakos from B. Riley Wealth Advisors, Inc.Apr 28, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Cameron Pierce Ressetar from ApeironApr 24, 2025 · RIA to a newly registered adviser
- Kristine Dawn Sawyer from B. Riley Wealth Advisors, Inc.Apr 23, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Thomas David Kowalczyk from B. Riley Wealth Private SharesFeb 12, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B. Riley Wealth Advisors, Inc.May 5, 2025 · Wilmington, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Allen, Tx | 9 | 0 | 0 | ||
| Sheridan, Wy | 2 | 0 | 0 | ||
| Wilmington, De | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,018 to 1,267Jun 2, 2025 to Mar 14, 2026
- Corporate clients · 4 to 3Jun 2, 2025 to Mar 14, 2026
- HNW clients · 120 to 156Jun 2, 2025 to Mar 14, 2026
- Individual clients · 475 to 495Jun 2, 2025 to Mar 14, 2026
- Assets in custody · $0 to $396MJun 2, 2025 to Mar 14, 2026
- Financial planning clients · 0 to 1-10Jun 2, 2025 to Mar 14, 2026
- Discretionary RAUM · $439M to $618MJun 2, 2025 to Mar 14, 2026
- HNW RAUM · $250M to $418MJun 2, 2025 to Mar 14, 2026
- Individual RAUM · $176M to $180MJun 2, 2025 to Mar 14, 2026
- RAUM · $439M to $618MJun 2, 2025 to Mar 14, 2026
- Accounts · 0 to 1,018May 8, 2025 to Jun 2, 2025
- Advisory employees · 5 to 9May 8, 2025 to Jun 2, 2025
- BD registered reps · 0 to 9May 8, 2025 to Jun 2, 2025
- Charity clients · unset to 0.0May 8, 2025 to Jun 2, 2025
- Corporate clients · unset to 4.0May 8, 2025 to Jun 2, 2025
- HNW clients · unset to 120.0May 8, 2025 to Jun 2, 2025
- Individual clients · unset to 475.0May 8, 2025 to Jun 2, 2025
- Pension plan clients · unset to 0.0May 8, 2025 to Jun 2, 2025
- Pooled vehicle clients · unset to 0.0May 8, 2025 to Jun 2, 2025
- Employees · 5 to 9May 8, 2025 to Jun 2, 2025
- Financial planning clients · 0 to 0May 8, 2025 to Jun 2, 2025
- State-registered IARs · 5 to 9May 8, 2025 to Jun 2, 2025
- Discretionary RAUM · $0 to $439MMay 8, 2025 to Jun 2, 2025
- HNW RAUM · unset to 249883103.0May 8, 2025 to Jun 2, 2025
- Individual RAUM · unset to 175563487.0May 8, 2025 to Jun 2, 2025
- Pension RAUM · unset to 0.0May 8, 2025 to Jun 2, 2025
- Pooled vehicle RAUM · unset to 0.0May 8, 2025 to Jun 2, 2025
- RAUM · $0 to $439MMay 8, 2025 to Jun 2, 2025
- Advisory employees · 1 to 5Apr 22, 2025 to May 8, 2025
- Employees · 1 to 5Apr 22, 2025 to May 8, 2025
- State-registered IARs · 1 to 5Apr 22, 2025 to May 8, 2025
- Other offices · 0 to 4Jan 9, 2025 to Apr 22, 2025
Signals
2 dated events
- Steadtrust reported RAUM $618.1M, up 41% from $438.9M (2025-06-02 to 2026-03-14)Mar 14, 2026 · RAUM change · derived
- 2 advisors left B. Riley Wealth Advisors, Inc. (Wilmington, DE) for Steadtrust within 3 daysMay 5, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 817-521-1183reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- caddiefp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 972-876-8422reportedpublic record, Form ADV, Mar 14, 2026
- Team page
- caddiefp.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026