RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• R•••••
- P•• P••••••• I•• independent RIA currentsince Feb 4, 2020 · Dublin, Oh
- F••••• I••••••••• independent RIAJun 6, 2017 to Dec 6, 2019 · Columbus, Oh
- H••••••• C•••••• independent RIAApr 13, 2011 to Jun 13, 2016 · Columbus, Oh
- W••••••••• A••••••• formerApr 28, 2009 to Mar 4, 2011 · Columbus, Oh
- P••• A••••• S••••••••• L•• BD affiliatedMay 13, 2005 to Feb 28, 2008 · Worthington, Oh
- F••••• I••••••••• to P•• P••••••• I••left Dec 6, 2019, registered Feb 4, 2020 (60 days) · RIA to RIA
- H••••••• C•••••• to F••••• I•••••••••left Jun 13, 2016, registered Jun 6, 2017 (358 days) · Other
- W••••••••• A••••••• to H••••••• C••••••left Mar 4, 2011, registered Apr 13, 2011 (40 days) · Other
- P••• A••••• S••••••••• L•• to W••••••••• A•••••••left Feb 28, 2008, registered Apr 28, 2009 (425 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address