T••• J••••• A••••

• S•••• F••• I••••••••• M••••••••• C•••• asset manager current
  since Dec 5, 2018 · Highland, In
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Mar 12, 2008 to Sep 15, 2008 · Fort Wayne, In
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 25, 2007 to Dec 12, 2007 · M••••••Ville, In

• T••••••• I••••••••• M••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••
  left Sep 15, 2008, registered Dec 5, 2018 (3733 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••• I••••••••• M••••••••• I•••
  left Dec 12, 2007, registered Mar 12, 2008 (91 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address