RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• H••••
- F•••••• independent RIA currentsince Jul 13, 2026 · Winston Salem, Nc
- C••••• W••••• M••••••••• S••••••• independent RIANov 2, 2022 to Jul 22, 2026 · Winston Salem, Nc
- L•• F•••••••• L•• BD affiliatedDec 12, 2012 to Nov 10, 2022 · Winston-Salem, Nc
- 1•• G••••• A••••••• I•• formerFeb 16, 2012 to Dec 17, 2012 · Winston Salem, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 21, 2012 · King, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 18, 2007 to Jan 2, 2009 · Winston-Salem, Nc
- E••••• J•••• national BDFeb 8, 2007 to Dec 18, 2007 · Winston Salem, Nc
- C••••• W••••• M••••••••• S••••••• to F••••••left Jul 22, 2026, registered Jul 13, 2026 (-9 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to C••••• W••••• M••••••••• S•••••••left Nov 10, 2022, registered Nov 2, 2022 (-8 days) · RIA to a newly registered adviser · moved with a team
- 1•• G••••• A••••••• I•• to L•• F•••••••• L••left Dec 17, 2012, registered Dec 12, 2012 (-5 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to 1•• G••••• A••••••• I••left Feb 21, 2012, registered Feb 16, 2012 (-5 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to R•••••• J•••• F•••••••• S•••••••• I•••left Dec 18, 2007, registered Dec 18, 2007 (0 days) · Other
- M•••••• D•••• H•••• left C••••• W••••• M••••••••• S••••••• for Farther (registered 2026-07-13)Jul 22, 2026 · Advisor changed firm · fact
- M•••••• D•••• H•••• left L•• F•••••••• L•• for C••••• W••••• M••••••••• S••••••• (registered 2022-11-02)Nov 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address