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Registered advisor
L••••• K•••• K••••••
Feed of 09/14/2026
Also filed as Lauren Kelly Mcleod
At current firm
9 y
since Jun 15, 2017
In the industry
18 y
since Oct 14, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 15, 2017 · Bloomfield Hills, Mi
- M••••• S•••••• wirehouseJun 6, 2014 to Jun 5, 2017 · Rochester, Mi
- O•••• F•• I••• formerOct 30, 2007 to Jun 20, 2014 · Dunn, Nc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jun 5, 2017, registered Jun 15, 2017 (10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- O•••• F•• I••• to M••••• S••••••left Jun 20, 2014, registered Jun 6, 2014 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address