DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Joseph Haas
Certified Financial Planner
Feed of 09/15/2026
Also filed as Tim Haas
At current firm
3 y
since Mar 20, 2023
In the industry
22 y
since Jun 15, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince Mar 20, 2023 · Westlake, Oh
- Lifepro Asset Management formerJul 1, 2019 to Mar 17, 2023 · San Diego, Ca
- Integrated Wealth Concepts LLC independent RIAApr 9, 2018 to Jul 10, 2019 · Danbury, Ct
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerFeb 14, 2017 to Feb 15, 2017 · Sandy Hook, Ct
- Esi Financial Advisors independent RIAJun 6, 2014 to Apr 6, 2018 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- Lifepro Asset Management to Prosperity Capital Advisorsleft Mar 17, 2023, registered Mar 20, 2023 (3 days) · RIA to RIA
- Integrated Wealth Concepts LLC to Lifepro Asset Managementleft Jul 10, 2019, registered Jul 1, 2019 (-9 days) · RIA to RIA
- Esi Financial Advisors to National Planning Corporation ("Npc Of America" In Fl & Ny)left Apr 6, 2018, registered Feb 14, 2017 (-416 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Integrated Wealth Concepts LLCleft Feb 15, 2017, registered Apr 9, 2018 (418 days) · Other
Signals
- Timothy Joseph Haas left Lifepro Asset Management for Prosperity Capital Advisors (registered 2023-03-20)Mar 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address