RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated currentsince Jul 14, 2021 · St. Petersburg, Fl
- A••••••• I••••••••• A•••••••• L•• institutionalOct 19, 2020 to Jul 12, 2021 · St. Peters, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 7, 2006 to Jul 18, 2019 · Tampa, Fl
- A••••••• I••••••••• A•••••••• L•• to A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••left Jul 12, 2021, registered Jul 14, 2021 (2 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to A••••••• I••••••••• A•••••••• L••left Jul 18, 2019, registered Oct 19, 2020 (459 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address