DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• L•• B•••

P•••••••• S••••••••• I•••BD affiliatedCarnegie, Pa dual registrantIAPD 4818391

Feed of 09/15/2026

Also filed as S•••• Lee Curry

At current firm

2 y

since Aug 15, 2024

In the industry

22 y

since Jun 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Aug 15, 2024 · Des Moines, Ia
O••••••••• institutional
Aug 17, 2023 to May 22, 2024 · Wexford, Pa
H••••••••• F•••••••• A••••••• BD affiliated
Apr 15, 2019 to Jul 6, 2023 · Pittsburgh, Pa
P•••••••• S••••••••• I••• BD affiliated
Aug 11, 2005 to Apr 8, 2019 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

O••••••••• to P•••••••• S••••••••• I•••
left May 22, 2024, registered Aug 15, 2024 (85 days) · Other
H••••••••• F•••••••• A••••••• to O•••••••••
left Jul 6, 2023, registered Aug 17, 2023 (42 days) · Other · moved with a team
P•••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
left Apr 8, 2019, registered Apr 15, 2019 (7 days) · Affiliated broker-dealer or bank to another

Signals

S•••• L•• B••• left Onedigital for P•••••••• S••••••••• I••• (registered 2024-08-15)
May 22, 2024 · Advisor changed firm · fact
S•••• L•• B••• left H••••••••• F•••••••• A••••••• for Onedigital (registered 2023-08-17)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address