A••• M••••••••

• W•••• F•••• A••••••• wirehouse current
  since Oct 5, 2022 · Pasadena, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Aug 1, 2013 to Oct 6, 2022 · Toluca Lake, Ca
• U••• B•••••• I••••••••• I••• former
  Apr 30, 2010 to Jul 31, 2013 · Panorama City, Ca
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to May 4, 2010 · North Hollywood, Ca
• W••• I••••••••• I••• unclassified
  Jul 1, 2008 to May 2, 2009 · Northridge, Ca

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Oct 6, 2022, registered Oct 5, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
• U••• B•••••• I••••••••• I••• to J••• M••••• S••••••••• L••
  left Jul 31, 2013, registered Aug 1, 2013 (1 days) · Other
• C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••
  left May 4, 2010, registered Apr 30, 2010 (-4 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Oct 6, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address