RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• L••• C•••••••
- S••••• F••••• O••••• L•• independent RIA currentsince Oct 31, 2022 · New Orleans, La
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 10, 2022 to Oct 18, 2022 · Covington, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAJan 17, 2020 to Aug 10, 2022 · Denham Springs, La
- C••••• I••••••••• A••••••• L•• to S••••• F••••• O••••• L••left Oct 18, 2022, registered Oct 31, 2022 (13 days) · Affiliated broker-dealer or bank to independent RIA
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- Aimee Lynn Charrier left Cetera Investment Advisers Llc for Stokes Family Office Llc (registered 2022-10-31)Oct 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address