DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• A•• F•••••

C•••••••institutionalWest Des Moines, Iadual registrantIAPD 4820063

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• Ann Witt

At current firm

3 y

since Nov 22, 2022

In the industry

22 y

since Dec 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Nov 22, 2022 · West Des Moines, Ia
C••••••••• F•••••••• N•••••• national BD
Apr 15, 2011 to Nov 17, 2022 · West Des Moines, Ia
S••••••••• A•••••• A•••••••• I••• former
Apr 6, 2010 to Apr 18, 2011 · West Des Moines, Ia
I••••••••• A••••••• C••• former
Apr 8, 2009 to Dec 9, 2009 · West Des Moines, Ia
D••••••• I••••••••• A••••••• L•• unclassified
Aug 24, 2006 to Feb 5, 2009 · Cincinnati, Oh
D••••••• I••••••••• A••••••• L•• unclassified
Jul 6, 2004 to Sep 12, 2005 · Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C•••••••
left Nov 17, 2022, registered Nov 22, 2022 (5 days) · Other · moved with a team
S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left Apr 18, 2011, registered Apr 15, 2011 (-3 days) · Other
I••••••••• A••••••• C••• to S••••••••• A•••••• A•••••••• I•••
left Dec 9, 2009, registered Apr 6, 2010 (118 days) · Other
D••••••• I••••••••• A••••••• L•• to I••••••••• A••••••• C•••
left Feb 5, 2009, registered Apr 8, 2009 (62 days) · Other

Signals

J•••• A•• F••••• left C••••••••• F•••••••• N•••••• for Captrust (registered 2022-11-22)
Nov 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address