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Registered advisor
R••••• D• M••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as R••••• Donald M••••••
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Aug 10, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Grand Blanc, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 11, 2021 to Mar 31, 2025 · Grand Blanc, Mi
- P••••••• W••••• P••••••• unclassifiedJan 3, 2020 to Apr 26, 2021 · Milford, Mi
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 23, 2015 to Aug 26, 2019 · Farmington Hills, Mi
- P•••• S••••••••• L•• no RAUMSep 3, 2010 to Apr 2, 2015 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P••••••• W••••• P••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 26, 2021, registered Jun 11, 2021 (46 days) · Other
- A••••••• F•••••••• A•••••••• L•• to P••••••• W••••• P•••••••left Aug 26, 2019, registered Jan 3, 2020 (130 days) · Other
- P•••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••left Apr 2, 2015, registered Oct 23, 2015 (204 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address