RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W•••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Feb 3, 2025 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedNov 16, 2023 to Jan 31, 2025 · San Diego, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 27, 2022 to Oct 4, 2023 · Seabrook, Tx
- I•••••• A•••••••• I••• asset managerJan 1, 2010 to Jan 7, 2022 · Atlanta, Ga
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedAug 28, 2008 to Jan 1, 2010 · Houston, Tx
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedOct 15, 2007 to Jun 19, 2008 · Houston, Tx
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jan 31, 2025, registered Feb 3, 2025 (3 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left Oct 4, 2023, registered Nov 16, 2023 (43 days) · Affiliated broker-dealer or bank to another
- I•••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 7, 2022, registered Oct 27, 2022 (293 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- R•••••• W••••• left L•• F•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2025-02-03)Jan 31, 2025 · Advisor changed firm · fact
- R•••••• W••••• left F••••••• P••••••• A•• W•••••••• A••••••• for L•• F•••••••• L•• (registered 2023-11-16)Oct 4, 2023 · Advisor changed firm · fact
- R•••••• W••••• left I•••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-27)Jan 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address