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Registered advisor
C••• R•••••• K••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFort Collins, Co dual registrantIAPD 4823989
Feed of 09/15/2026
At current firm
10 y
since Aug 2, 2016
In the industry
21 y
since Nov 2, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 2, 2016 · Fort Collins, Co
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Aug 5, 2016 · Fort Collins, Co
- W•••• F•••• I••••••••• L•• unclassifiedApr 16, 2010 to Jan 3, 2011 · Fort Collins, Co
- K•• I••••••••• S••••••• L•• BD affiliatedJan 18, 2006 to Apr 9, 2010 · Denver, Co
- K•••••• C•••••• M•••••• I••• unclassifiedNov 3, 2004 to Jan 18, 2006 · Loveland, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 5, 2016, registered Aug 2, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- K•• I••••••••• S••••••• L•• to W•••• F•••• I••••••••• L••left Apr 9, 2010, registered Apr 16, 2010 (7 days) · Other
- K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Jan 18, 2006, registered Jan 18, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address