DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Royce Bentley Farnam
Feed of 09/14/2026
Also filed as Trey Royce Bentley Farnam
At current firm
2 y
since Nov 8, 2023
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cavanal Hill Investment Management, Inc. other currentsince Nov 8, 2023 · Tulsa, Ok
- Bok Financial Advisors BD affiliatedJul 10, 2012 to Sep 10, 2021 · Tulsa, Ok
- Chase Investment Services Corp. formerDec 1, 2005 to Feb 15, 2007 · Broken Arrow, Ok
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 2, 2004 to Nov 28, 2005 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Bok Financial Advisors to Cavanal Hill Investment Management, Inc.left Sep 10, 2021, registered Nov 8, 2023 (789 days) · Other
- Chase Investment Services Corp. to Bok Financial Advisorsleft Feb 15, 2007, registered Jul 10, 2012 (1972 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Nov 28, 2005, registered Dec 1, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address