RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••••••• C•••••• independent RIA currentsince Jun 21, 2023 · Las Vegas, Nv
- O•••• F•• I••• formerMar 7, 2022 to May 16, 2023 · Las Vegas, Nv
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 10, 2019 to Mar 8, 2022 · Las Vegas, Nv
- O•••• F•• I••• to F••••••••• C••••••left May 16, 2023, registered Jun 21, 2023 (36 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• C•••••• A••••••• S••••••• to O•••• F•• I•••left Mar 8, 2022, registered Mar 7, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- S•••••• Z• H•••• left O•••• F•• I••• for F••••••••• C•••••• (registered 2023-06-21)May 16, 2023 · Advisor changed firm · fact
- S•••••• Z• H•••• left F•••• C•••••• A••••••• S••••••• for O•••• F•• I••• (registered 2022-03-07)Mar 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address