RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 12, 2021 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 2017 to Jun 21, 2021 · Pennington, Nj
- M•••••• A•••••• A••••••• L•• independent RIADec 14, 2007 to Nov 20, 2017 · Jersey City, Nj
- A••••••••• L••• otherMar 7, 2006 to Nov 30, 2007 · Secaucus, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2005 to Feb 16, 2006 · Plainsboro, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 21, 2021, registered Jul 12, 2021 (21 days) · Wirehouse to wirehouse · moved with a team
- M•••••• A•••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 20, 2017, registered Nov 15, 2017 (-5 days) · Other
- A••••••••• L••• to M•••••• A•••••• A••••••• L••left Nov 30, 2007, registered Dec 14, 2007 (14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• L•••left Feb 16, 2006, registered Mar 7, 2006 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address