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Registered advisor

S•••••••• A• S•••••

T•• A•••••••• G••••BD affiliatedPhoenix, Az dual registrantIAPD 4824814

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Jun 30, 2025

In the industry

21 y

since Jan 3, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• G•••• BD affiliated current
since Jun 30, 2025 · Phoenix, Az
O•••• W•••••• I••• BD affiliated
Feb 20, 2019 to Mar 8, 2024 · Scottsdale, Az
F•• S••••••••• C••••••••• former
Feb 20, 2019 to Nov 3, 2023 · Atlanta, Ga
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Sep 1, 2023 · Phoenix, Az
S••••••••• S••••••••• I••• unclassified
Apr 29, 2005 to Oct 31, 2005 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to T•• A•••••••• G••••
left Mar 8, 2024, registered Jun 30, 2025 (479 days) · Affiliated broker-dealer or bank to another
F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Nov 3, 2023, registered Feb 20, 2019 (-1717 days) · corporate re-registration, not a move
S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••
left Sep 1, 2023, registered Feb 20, 2019 (-1654 days) · channel change inside one enterprise, not a move · moved with a team
S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Signals

S•••••••• A• S••••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2025-06-30)
Mar 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address