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Channel change (one enterprise)

19 advisors moved from S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••

Not a lift-out: both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Calvin Thomas RobinsonScottsdale, AzSep 1, 2023Nov 17, 2020
Charles Raymond HouleScottsdale, AzSep 1, 2023Jun 16, 2021
Dagmara Katarzyna FrankowskaScottsdale, AzSep 1, 2023Jul 29, 2021
Daniel Matthew VinsonScottsdale, AzSep 1, 2023Jan 12, 2017
Deepa GibbonsScottsdale, AzSep 1, 2023Sep 27, 2022
Elizabeth Anne Salmon-OsbonScottsdale, AzSep 1, 2023Jan 16, 2019
Elizabeth Lynn HawkinsScottsdale, AzSep 1, 2023Jun 4, 2014
Jacqueline Latrice ReinertScottsdale, AzSep 1, 2023Aug 8, 2023
Jill Marie SadlerScottsdale, AzSep 1, 2023Nov 19, 2015
Joan L KnightScottsdale, AzSep 1, 2023May 22, 2019
John Richard NeighboursScottsdale, AzSep 1, 2023Jun 27, 2017
Kevin James AndersonScottsdale, AzSep 1, 2023Jan 16, 2019
Melissa Lynn BrasseurPhoenix, AzSep 1, 2023Dec 3, 2015
Micah Tiensung WeiScottsdale, AzSep 1, 2023Jun 28, 2017
Peter Anthony HirschPhoenix, AzSep 1, 2023Jan 10, 2018
Raymond George SeifritzScottsdale, AzSep 1, 2023Aug 12, 2014
Richard White ChaseScottsdale, AzSep 1, 2023Nov 6, 2018
Stephanie A ShaferPhoenix, AzSep 1, 2023Feb 20, 2019
Tamara Ann FrattarelliScottsdale, AzSep 1, 2023Dec 6, 2017
The rule
Registrations ended
Sep 1, 2023
Registered next
Jun 4, 2014 to Aug 8, 2023
Branch state
AZ
Cities
2, most in Scottsdale, Az
Registered there that day
937 (people still on IAPD; an estimate)
Share of that headcount
2.0%
One enterprise because
both firms report Osaic Holdings, Inc. as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of S•••••••• F••••••••• I•••Other teams into F•• S••••••••• C•••••••••