J••••• L••• S••••

• S•••••••• F•••••••• P•••••••• L•• state registered current
  since Oct 16, 2013 · Jacksonville, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Apr 12, 2010 to Apr 1, 2014 · Jacksonville, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Apr 14, 2010 · Jacksonville, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 17, 2007 to Jun 1, 2009 · Jacksonville, Fl

• I••••••••• F•••••••• P••••••• to S•••••••• F•••••••• P•••••••• L••
  left Apr 1, 2014, registered Oct 16, 2013 (-167 days) · Other
• M••••• S•••••• to I••••••••• F•••••••• P•••••••
  left Apr 14, 2010, registered Apr 12, 2010 (-2 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address