RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• P•••••
- D•••••••• I••••••••• L•• state registered currentsince Feb 2, 2026 · Ashburn, Va
- D•••••••• I••••••••• L•• state registeredJul 18, 2019 to Dec 31, 2025 · Ashburn, Va
- L•• F•••••••• L•• BD affiliatedOct 26, 2016 to Jul 17, 2019 · Ashburn, Va
- U••• F•••••••• P••••••• S••••••• formerJan 14, 2013 to Nov 3, 2016 · Mclean, Va
- I••••••••• P••••••••• I••• formerJan 27, 2012 to Dec 19, 2012 · San Antonio, Tx
- S•••••••• A••••••• L•• national BDJul 31, 2007 to Dec 22, 2011 · Tysons Corner, Va
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 15, 2005 to Oct 25, 2006 · Centreville, Va
- L•• F•••••••• L•• to D•••••••• I••••••••• L••left Jul 17, 2019, registered Jul 18, 2019 (1 days) · RIA to a state-registered adviser
- U••• F•••••••• P••••••• S••••••• to L•• F•••••••• L••left Nov 3, 2016, registered Oct 26, 2016 (-8 days) · Other
- I••••••••• P••••••••• I••• to U••• F•••••••• P••••••• S•••••••left Dec 19, 2012, registered Jan 14, 2013 (26 days) · Other
- S•••••••• A••••••• L•• to I••••••••• P••••••••• I•••left Dec 22, 2011, registered Jan 27, 2012 (36 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Oct 25, 2006, registered Jul 31, 2007 (279 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address