DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• B•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 4833288

Feed of 09/15/2026

Also filed as E•••••••• Mae Myers

At current firm

0 y

since Sep 29, 2025

In the industry

20 y

since Nov 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Sep 29, 2025 · Saint Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
Nov 9, 2023 to Mar 4, 2026 · Bluffton, Sc
W•••• F•••• A••••••• wirehouse
Jun 14, 2023 to Nov 10, 2023 · Columbia, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 28, 2009 to Jun 13, 2023 · Hilton Head Island, Sc
W•••• F•••• A••••••• wirehouse
Nov 22, 2005 to Apr 17, 2009 · Hilton Head Island, Sc

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 4, 2026, registered Sep 29, 2025 (-156 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Nov 10, 2023, registered Nov 9, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jun 13, 2023, registered Jun 14, 2023 (1 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 17, 2009, registered Apr 28, 2009 (11 days) · Wirehouse to wirehouse

Signals

E•••••••• B••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-29)
Mar 4, 2026 · Advisor changed firm · fact
E•••••••• B••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-11-09)
Nov 10, 2023 · Advisor changed firm · fact
E•••••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2023-06-14)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address