DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Giselle Marie Sada

LPL Financial LLCBD affiliatedLouisville, Ky dual registrantIAPD 4835372

Feed of 09/15/2026

Also filed as Giselle Marie Tiu

At current firm

0 y

since Aug 19, 2026

In the industry

22 y

since Aug 27, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 19, 2026 · Louisville, Ky
Commonwealth Financial Network national BD
May 6, 2026 to Aug 19, 2026 · Louisville, Ky
LPL Financial LLC BD affiliated
Dec 5, 2025 to Apr 27, 2026 · Fort Mill, Sc
Trustmont Advisory Group, Inc. BD affiliated
Nov 15, 2024 to Jun 4, 2025 · Louisville, Ky
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Jan 30, 2024 · Columbus, Oh
Cetera Advisor Networks LLC former
Aug 19, 2021 to Jun 29, 2023 · Columbus, Oh
J.P. Morgan Securities LLC wirehouse
Jun 22, 2017 to Aug 7, 2021 · Columbus, Oh
UBS Financial Services Inc. wirehouse
Nov 6, 2012 to Jun 12, 2017 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to LPL Financial LLC
left Aug 19, 2026, registered Aug 19, 2026 (0 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Commonwealth Financial Network
left Apr 27, 2026, registered May 6, 2026 (9 days) · Affiliated broker-dealer or bank to another
Trustmont Advisory Group, Inc. to LPL Financial LLC
left Jun 4, 2025, registered Dec 5, 2025 (184 days) · Affiliated broker-dealer or bank to another
Cetera Investment Advisers LLC to Trustmont Advisory Group, Inc.
left Jan 30, 2024, registered Nov 15, 2024 (290 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
J.P. Morgan Securities LLC to Cetera Advisor Networks LLC
left Aug 7, 2021, registered Aug 19, 2021 (12 days) · Wirehouse to affiliated broker-dealer or bank
UBS Financial Services Inc. to J.P. Morgan Securities LLC
left Jun 12, 2017, registered Jun 22, 2017 (10 days) · Wirehouse to wirehouse

Signals

Giselle Marie Sada left Commonwealth Financial Network for Lpl Financial Llc (registered 2026-08-19)
Aug 19, 2026 · Advisor changed firm · fact
Giselle Marie Sada left Lpl Financial Llc for Commonwealth Financial Network (registered 2026-05-06)
Apr 27, 2026 · Advisor changed firm · fact
Giselle Marie Sada left Trustmont Advisory Group, Inc. for Lpl Financial Llc (registered 2025-12-05)
Jun 4, 2025 · Advisor changed firm · fact
Giselle Marie Sada left Cetera Investment Advisers Llc for Trustmont Advisory Group, Inc. (registered 2024-11-15)
Jan 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address