DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mason Mckinnie

Principal Asset ManagementotherDes Moines, Iadual registrantIAPD 4835436

Feed of 09/14/2026

Also filed as Mason Marion Mckinnie

At current firm

0 y

since Aug 26, 2026

In the industry

21 y

since Feb 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Principal Asset Management other current
since Aug 26, 2026 · Des Moines, Ia
Tlg Advisors, Inc. BD affiliated
Jul 25, 2024 to Aug 4, 2026 · Providence, Ri
Principal Securities, Inc. BD affiliated
Jul 10, 2007 to May 21, 2024 · Des Moines, Ia
UBS Financial Services Inc. wirehouse
Aug 12, 2006 to Apr 12, 2007 · West Des Moines, Ia
Piper Sandler & Co. institutional
Feb 21, 2005 to Aug 12, 2006 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

Tlg Advisors, Inc. to Principal Asset Management
left Aug 4, 2026, registered Aug 26, 2026 (22 days) · Other
Principal Securities, Inc. to Tlg Advisors, Inc.
left May 21, 2024, registered Jul 25, 2024 (65 days) · Affiliated broker-dealer or bank to another
UBS Financial Services Inc. to Principal Securities, Inc.
left Apr 12, 2007, registered Jul 10, 2007 (89 days) · Other
Piper Sandler & Co. to UBS Financial Services Inc.
left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move

Signals

Mason Mckinnie left Tlg Advisors, Inc. for Principal Asset Management (registered 2026-08-26)
Aug 4, 2026 · Advisor changed firm · fact
Mason Mckinnie left Principal Securities, Inc. for Tlg Advisors, Inc. (registered 2024-07-25)
May 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address