DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gitterman Wealth Management, LLC

Former SEC-registered adviserEdison, New JerseyCRD 153062SEC 801-71246websiteIAPD
Latest filing Mar 28, 2025
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Apr 19, 2010
RAUM
$666M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$666M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$666M as of Mar 28, 2025
Mar 30, 2012$271M then
HNW client RAUM$531M as of Mar 28, 2025
Mar 27, 2018$37.5M then
State-registered IARs (5.B.3)7 as of Mar 28, 2025
Mar 30, 20120 then
Employees (5.A)17 as of Mar 28, 2025
Apr 1, 201320 then
Private funds: no history
RAUM +6.6% over the last fiscal year+3.9% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
$95.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
80derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.4derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.6%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$65.0M, 120 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$531M80%
  • Individuals$135M20%
Individual clients
337reported
HNW clients
221reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
558reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$65.0M for 120 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 days8 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lewis Jeffrey Gitterman · Co-Founding Partnercontrol
    since 03/2010 · owns less than 5%
  • Stuart Elias Rauch · Co-Founding Partnercontrol
    since 03/2010 · owns less than 5%
  • Lewis Jeffrey Gitterman · Membercontrol
    since 09/2019 · owns 50% to 75% of Gittermanrauch Holdings LLC
  • Stuart Elias Rauch · Membercontrol
    since 09/2019 · owns 25% to 50% of Gittermanrauch Holdings LLC
  • Jean Stacey Gillespie · Chief Compliance Officer
    since 10/2024 · owns less than 5%
Entity owners
  • Gitterman Financial Holdings, LLC · Member
    direct · owns 75% or more
  • Gittermanrauch Holdings LLC · Member
    indirect · owns 75% or more of Gitterman Financial Holdings, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Edison, Nj · principal006
Hamilton, Nj001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 549 to 558
    Oct 3, 2024 to Mar 28, 2025
  • Advisory employees · 9 to 8
    Oct 3, 2024 to Mar 28, 2025
  • Advisory activities · 5 to 3
    Oct 3, 2024 to Mar 28, 2025
  • HNW clients · 200 to 221
    Oct 3, 2024 to Mar 28, 2025
  • Individual clients · 349 to 337
    Oct 3, 2024 to Mar 28, 2025
  • Assets in custody · unset to 64984458.0
    Oct 3, 2024 to Mar 28, 2025
  • Custody of client assets · false to true
    Oct 3, 2024 to Mar 28, 2025
  • Employees · 16 to 17
    Oct 3, 2024 to Mar 28, 2025
  • Financial planning clients · More than 500 to
    Oct 3, 2024 to Mar 28, 2025
  • Discretionary RAUM · $625M to $666M
    Oct 3, 2024 to Mar 28, 2025
  • HNW RAUM · $481M to $531M
    Oct 3, 2024 to Mar 28, 2025
  • Individual RAUM · $144M to $135M
    Oct 3, 2024 to Mar 28, 2025
  • RAUM · $625M to $666M
    Oct 3, 2024 to Mar 28, 2025
  • Accounts · 567 to 549
    Dec 13, 2023 to Mar 28, 2024
  • HNW clients · 175 to 200
    Dec 13, 2023 to Mar 28, 2024
  • Individual clients · 392 to 349
    Dec 13, 2023 to Mar 28, 2024
  • Employees · 19 to 16
    Dec 13, 2023 to Mar 28, 2024
  • Discretionary RAUM · $556M to $625M
    Dec 13, 2023 to Mar 28, 2024
  • HNW RAUM · $405M to $481M
    Dec 13, 2023 to Mar 28, 2024
  • Individual RAUM · $150M to $144M
    Dec 13, 2023 to Mar 28, 2024
  • RAUM · $556M to $625M
    Dec 13, 2023 to Mar 28, 2024
  • Accounts · 576 to 567
    Jan 3, 2023 to Mar 31, 2023
  • HNW clients · 198 to 175
    Jan 3, 2023 to Mar 31, 2023
  • Individual clients · 378 to 392
    Jan 3, 2023 to Mar 31, 2023
  • Employees · 18 to 19
    Jan 3, 2023 to Mar 31, 2023
  • Discretionary RAUM · $593M to $556M
    Jan 3, 2023 to Mar 31, 2023
  • HNW RAUM · $456M to $405M
    Jan 3, 2023 to Mar 31, 2023
  • Individual RAUM · $138M to $150M
    Jan 3, 2023 to Mar 31, 2023
  • RAUM · $593M to $556M
    Jan 3, 2023 to Mar 31, 2023
  • Accounts · 1,489 to 576
    Oct 1, 2021 to Mar 29, 2022
  • Advisory employees · 7 to 9
    Oct 1, 2021 to Mar 29, 2022
  • BD registered reps · 8 to 7
    Oct 1, 2021 to Mar 29, 2022
  • HNW clients · 177 to 198
    Oct 1, 2021 to Mar 29, 2022
  • Individual clients · 350 to 378
    Oct 1, 2021 to Mar 29, 2022
  • Employees · 21 to 18
    Oct 1, 2021 to Mar 29, 2022
  • State-registered IARs · 8 to 7
    Oct 1, 2021 to Mar 29, 2022
  • Discretionary RAUM · $546M to $593M
    Oct 1, 2021 to Mar 29, 2022
  • HNW RAUM · $393M to $456M
    Oct 1, 2021 to Mar 29, 2022
  • Individual RAUM · $152M to $138M
    Oct 1, 2021 to Mar 29, 2022
  • RAUM · $546M to $593M
    Oct 1, 2021 to Mar 29, 2022
Signals
17 dated events
  • Gitterman Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $666.1M)
    Jan 2, 2026 · Left the SEC roster · derived
  • Edward Carl Hoffman left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-03)
    Dec 9, 2025 · Advisor changed firm · fact
  • Jason Paul Condon left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-03)
    Dec 9, 2025 · Advisor changed firm · fact
  • Elias Stuart Rauch left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-07)
    Dec 9, 2025 · Advisor changed firm · fact
  • Jeffrey Lewis Gitterman left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-11-26)
    Dec 9, 2025 · Advisor changed firm · fact
  • Jennifer Anne Easley left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-06)
    Dec 9, 2025 · Advisor changed firm · fact
  • Kenneth Michael Quarnaccio left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-07)
    Dec 9, 2025 · Advisor changed firm · fact
  • Ira Scott Goldberg left Gitterman Wealth Management, Llc for Perigon Wealth Management, Llc (registered 2025-10-07)
    Dec 9, 2025 · Advisor changed firm · fact
  • Gitterman Wealth Management, LLC's advisors moved to Perigon Wealth Management, LLC (Edison, NJ): 7 of 7 registered, on the same day
    Dec 9, 2025 · Firm absorbed (people side) · derived
  • J Erik Dolan (Cco) no longer on Schedule A of Gitterman Wealth Management, Llc (listed 2024-03-28, absent 2024-10-03)
    Oct 3, 2024 · Control person left · inference
  • Jessica Allison Skolnick left Gitterman Wealth Management, Llc for Archer Investment Management (registered 2024-05-08)
    Jan 19, 2024 · Advisor changed firm · fact
  • J Erik Dolan (Cco) appeared on Schedule A of Gitterman Wealth Management, Llc
    May 15, 2023 · Control person joined · fact
  • Katzen Abigail Mooney (Chief Compliance Officer) no longer on Schedule A of Gitterman Wealth Management, Llc (listed 2023-03-31, absent 2023-05-15)
    May 15, 2023 · Control person left · inference
  • Katzen Abigail Mooney (Chief Compliance Officer) appeared on Schedule A of Gitterman Wealth Management, Llc
    Jan 3, 2023 · Control person joined · fact
  • Jihoon Kim (Chief Compliance Officer) no longer on Schedule A of Gitterman Wealth Management, Llc (listed 2022-07-01, absent 2023-01-03)
    Jan 3, 2023 · Control person left · inference
  • Jihoon Kim (Chief Compliance Officer) appeared on Schedule A of Gitterman Wealth Management, Llc
    Oct 1, 2021 · Control person joined · fact
  • Dee Gary Davis (Chief Operating Officer/Chief Compliance Officer) no longer on Schedule A of Gitterman Wealth Management, Llc (listed 2020-12-08, absent 2021-02-25)
    Feb 25, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026